Built for both regulated and non-regulated firms, this track dives into how trading behavior unfolds in exchange-matching environments.
We explore order types, trade sequencing, and the manipulation risks unique to Equities and Futures & Options markets. We focus on execution logic, trading windows, and order flow mechanics.
For firms involved in physical delivery or settlement, we also highlight key risks where exchange-traded instruments link into physicals activity.
- ✅ Everything in GENERAL MEMBERSHIP – Included for 6 months
- ✅ Everything in FOUNDATION Track – Build baseline understanding before diving deeper
- ✅ Market Abuse Typologies – Specific to Equities and F&O market behavior
- ✅ Order Flow Deep Dive – Understand routing, latency, and execution practices
- ✅ Open, Close & Settlement Windows – Analysis of timing risks and price influence
- ✅ Outrights, Spreads & Physicals – How these structures impact surveillance and real-world exposures
- ⚡ Energy Market Surveillance – Coming soon as an additional module
This track is ideal for:
- Surveillance Professionals, Compliance Officers and those working directly in exchange-traded markets.
- Consultants, Technology Providers and Data Vendors who want to upskill their client-facing teams to better understand the client domain and the challenges faced in keeping on top of order flow and market abuse risks from a surveillance perspective.